1934 Act definition: Copy, customize, and use instantly
Introduction
The term "1934 Act" refers to the Securities Exchange Act of 1934, a significant piece of U.S. federal legislation that regulates the secondary trading of securities, such as stocks and bonds. It is essential for maintaining market integrity, ensuring transparency, and protecting investors by requiring continuous disclosure from publicly traded companies and providing the U.S. Securities and Exchange Commission (SEC) with the authority to enforce securities laws.
Below are various examples of how "1934 Act" can be defined in different contexts. Copy the one that fits your needs, customize it, and use it in your contract.
Definition of "1934 Act" as securities market regulation
This definition connects the "1934 Act" to its role in regulating the secondary securities market to promote transparency and fairness.
"1934 Act" refers to the federal law that regulates the trading of securities in the secondary market, aiming to prevent fraud and ensure market integrity.
Definition of "1934 Act" as legislation for corporate reporting
This definition links the "1934 Act" to its requirement for public companies to provide periodic financial reports to maintain transparency.
"1934 Act" means the law that mandates public companies disclose financial and operational information through regular filings with the SEC.
Definition of "1934 Act" as law defining registration requirements
This definition ties the "1934 Act" to its definition of the registration requirements for securities and market participants.
"1934 Act" refers to the law that defines the registration requirements for securities and participants in the securities markets, such as brokers and dealers.
Definition of "1934 Act" as preventing market manipulation
This definition links the "1934 Act" to its provision against market manipulation, ensuring the fair operation of securities markets.
"1934 Act" means the law that addresses market manipulation by prohibiting fraudulent practices that interfere with the integrity of the securities markets.
Definition of "1934 Act" as protecting investors
This definition ties the "1934 Act" to its focus on investor protection, ensuring that companies provide truthful and timely information.
"1934 Act" refers to the legislation aimed at protecting investors by requiring accurate financial disclosures and regulating corporate governance.
Definition of "1934 Act" as regulation for insider trading
This definition connects the "1934 Act" to its regulations concerning insider trading, preventing the illegal use of non-public information.
"1934 Act" means the U.S. law that regulates insider trading by prohibiting the trading of securities based on non-public, material information.
Definition of "1934 Act" as facilitating SEC oversight
This definition links the "1934 Act" to the role it plays in giving the SEC authority to oversee and enforce securities laws.
"1934 Act" refers to the law that provides the SEC with the authority to monitor securities markets, ensure compliance, and enforce legal standards.
Definition of "1934 Act" as a framework for securities exchanges
This definition connects the "1934 Act" to its framework for regulating securities exchanges, ensuring fair trading practices.
"1934 Act" means the law that provides a regulatory framework for securities exchanges, ensuring their operations are conducted in a fair and transparent manner.
Definition of "1934 Act" as the foundation of U.S. securities law
This definition ties the "1934 Act" to its foundational role in shaping U.S. securities law, complementing other legislation such as the 1933 Act.
"1934 Act" refers to a foundational piece of U.S. securities law that regulates the secondary market, providing important rules for corporate disclosures and market participants.
Definition of "1934 Act" as ensuring market liquidity
This definition connects the "1934 Act" to its role in ensuring the liquidity of the securities market by providing clear rules for market participants.
"1934 Act" means the law that supports market liquidity by regulating trading practices and ensuring transparency in securities transactions.
Definition of "1934 Act" as requiring periodic financial disclosures
This definition ties the "1934 Act" to its provision requiring companies to file periodic reports, ensuring the availability of up-to-date financial data.
"1934 Act" refers to the law that requires publicly traded companies to file regular reports with the SEC, ensuring that investors have access to relevant financial information.
Definition of "1934 Act" as a regulatory tool for corporate governance
This definition connects the "1934 Act" to its provisions on corporate governance, establishing rules for the conduct of publicly held companies.
"1934 Act" means the law that regulates corporate governance practices for public companies, establishing rules for shareholder rights, board structures, and financial transparency.
Definition of "1934 Act" as a mechanism for preventing fraud
This definition links the "1934 Act" to its role in preventing fraud in securities trading by creating a system of regulatory checks.
"1934 Act" refers to the law that serves as a mechanism for preventing fraud in securities transactions by implementing strict reporting and compliance standards.
Definition of "1934 Act" as legislation for fair trading
This definition connects the "1934 Act" to its role in ensuring fair trading practices by setting standards for market conduct.
"1934 Act" means the law that ensures fair trading by setting standards for market conduct and regulating the activities of brokers, dealers, and other participants in the securities market.
Definition of "1934 Act" as establishing SEC enforcement powers
This definition ties the "1934 Act" to its provision of enforcement powers for the SEC to take action against violators of securities laws.
"1934 Act" refers to the law that grants the SEC the authority to enforce regulations and take legal action against violations of securities laws.
Definition of "1934 Act" as the law governing securities brokers
This definition links the "1934 Act" to its regulation of brokers and dealers involved in the buying and selling of securities.
"1934 Act" means the law that governs the activities of securities brokers and dealers, establishing requirements for registration and ethical conduct in the securities market.
Definition of "1934 Act" as the legal framework for disclosure and reporting
This definition ties the "1934 Act" to its role in establishing the legal framework for companies to disclose material information and report on their financial condition.
"1934 Act" refers to the law that creates the framework for public companies to disclose material information and file regular financial reports, ensuring transparency in the marketplace.
Definition of "1934 Act" as a tool for corporate accountability
This definition connects the "1934 Act" to its role in ensuring corporate accountability by regulating financial reporting and corporate governance.
"1934 Act" means the law that holds publicly traded companies accountable by requiring accurate financial disclosures and maintaining rules for corporate governance.
Definition of "1934 Act" as ensuring transparency in securities markets
This definition ties the "1934 Act" to its purpose of ensuring transparency in the securities markets by mandating regular disclosures.
"1934 Act" refers to the law that ensures transparency in the securities markets by requiring companies to disclose relevant financial information to investors.
Definition of "1934 Act" as legislation promoting fair securities markets
This definition links the "1934 Act" to its broader aim of promoting fairness in the securities markets by regulating market participants and practices.
"1934 Act" means the law that promotes fairness in the securities markets by regulating trading practices and ensuring compliance with industry standards.
Definition of "1934 Act" as providing market stability
This definition connects the "1934 Act" to its role in ensuring market stability by regulating securities trading practices.
"1934 Act" means the law that provides a framework for market stability by regulating securities trading and addressing practices that could lead to market instability.
Definition of "1934 Act" as regulating shareholder voting rights
This definition links the "1934 Act" to its regulation of shareholder voting rights, ensuring fair representation and corporate governance.
"1934 Act" refers to the law that regulates shareholder voting rights, requiring companies to adhere to specific rules in conducting shareholder meetings and elections.
Definition of "1934 Act" as a tool to prevent corporate fraud
This definition ties the "1934 Act" to its purpose of preventing corporate fraud by mandating reporting requirements and ensuring proper disclosure.
"1934 Act" means the legislation designed to prevent corporate fraud by imposing strict reporting and disclosure requirements on publicly traded companies.
Definition of "1934 Act" as a framework for regulatory oversight
This definition connects the "1934 Act" to its provision of a regulatory framework for overseeing securities exchanges and market participants.
"1934 Act" refers to the law that establishes the regulatory framework for overseeing securities exchanges and market participants, ensuring compliance with industry standards.
Definition of "1934 Act" as defining the role of the SEC
This definition ties the "1934 Act" to its establishment of the U.S. Securities and Exchange Commission's (SEC) role in regulating securities markets.
"1934 Act" means the law that defines the role and authority of the SEC in regulating the securities markets, overseeing public companies, and enforcing securities laws.
Definition of "1934 Act" as requiring securities filings
This definition links the "1934 Act" to its requirement for public companies to file periodic reports with the SEC.
"1934 Act" refers to the law that mandates public companies to file annual and quarterly reports with the SEC, providing critical financial and operational data.
Definition of "1934 Act" as a mechanism for corporate transparency
This definition connects the "1934 Act" to its provision of a mechanism for corporate transparency through mandated disclosures.
"1934 Act" means the law that provides a mechanism for corporate transparency by requiring companies to disclose material information about their operations and financial condition.
Definition of "1934 Act" as regulation of proxy statements
This definition ties the "1934 Act" to its regulation of proxy statements, ensuring fair shareholder communication and voting practices.
"1934 Act" refers to the law that governs the filing and distribution of proxy statements to shareholders, ensuring that all shareholders have the opportunity to vote on significant corporate matters.
Definition of "1934 Act" as prohibiting market manipulation
This definition connects the "1934 Act" to its prohibition of market manipulation practices such as insider trading and price manipulation.
"1934 Act" means the law that prohibits market manipulation practices, including insider trading, to ensure the fairness and integrity of securities markets.
Definition of "1934 Act" as promoting investor confidence
This definition ties the "1934 Act" to its role in promoting investor confidence through increased transparency and regulatory oversight.
"1934 Act" refers to the law that promotes investor confidence by ensuring transparency in corporate reporting and protecting investors from fraudulent market practices.
Definition of "1934 Act" as governing securities trading
This definition links the "1934 Act" to its governance over securities trading on exchanges and in over-the-counter markets.
"1934 Act" means the law that governs the trading of securities on public exchanges and in over-the-counter markets, providing rules and regulations for market participants.
Definition of "1934 Act" as providing a framework for disclosure
This definition connects the "1934 Act" to its requirement for periodic disclosures of financial information by public companies.
"1934 Act" refers to the law that requires companies to disclose material financial information periodically, ensuring that investors have access to relevant data.
Definition of "1934 Act" as a standard for corporate reporting
This definition ties the "1934 Act" to its establishment of standards for corporate financial reporting, ensuring accuracy and consistency.
"1934 Act" means the law that sets standards for the financial reporting of publicly traded companies, requiring them to provide accurate and timely information to investors.
Definition of "1934 Act" as providing SEC authority to enforce laws
This definition connects the "1934 Act" to its grant of authority to the SEC to enforce securities laws and pursue legal actions against violators.
"1934 Act" refers to the law that grants the SEC the authority to enforce securities regulations, ensuring compliance and taking action against violations of the law.
Definition of "1934 Act" as defining fraud in securities transactions
This definition ties the "1934 Act" to its definition of fraud and manipulation in the context of securities transactions.
"1934 Act" means the law that defines fraud and manipulation in securities transactions, establishing clear legal guidelines for what constitutes unlawful behavior in the securities market.
This article contains general legal information and does not contain legal advice. Cobrief is not a law firm or a substitute for an attorney or law firm. The law is complex and changes often. For legal advice, please ask a lawyer.