Access Person definition: Copy, customize, and use instantly
Introduction
The term "Access Person" refers to an individual who has access to material, nonpublic information, or other confidential data within an organization, typically relating to securities or financial transactions. This definition is crucial for defining roles and ensuring compliance with regulatory frameworks designed to prevent insider trading and other unethical practices.
Below are various examples of how "Access Person" can be defined in different contexts. Copy the one that fits your needs, customize it, and use it in your contract.
Definition of "Access Person" as someone with access to material nonpublic information
This definition ties "Access Person" to access to confidential information.
"Access Person" means an individual who has access to material, nonpublic information related to securities or financial transactions, which could influence investment decisions.
Definition of "Access Person" as an individual with significant information access
This definition connects "Access Person" to significant information.
"Access Person" refers to an individual within an organization who has significant access to confidential or proprietary information that could affect the price of securities or other investments.
Definition of "Access Person" as a person with privileged information access
This definition links "Access Person" to privileged access.
"Access Person" means a person within the company who has privileged access to sensitive, nonpublic information about securities, investments, or corporate transactions.
Definition of "Access Person" as an individual subject to regulatory obligations
This definition applies "Access Person" to regulatory compliance.
"Access Person" refers to an individual who is subject to regulatory obligations regarding the handling of confidential or material information, ensuring no misuse for personal gain or trading.
Definition of "Access Person" as a person with insider access
This definition ties "Access Person" to insider information.
"Access Person" means an individual who has insider access to confidential information, typically involving financial data or corporate developments that are not yet public.
Definition of "Access Person" as someone with knowledge of confidential information
This definition connects "Access Person" to knowledge of confidential data.
"Access Person" refers to any individual who possesses knowledge of confidential, nonpublic information within the company, particularly related to securities and investments.
Definition of "Access Person" as a person authorized to view nonpublic data
This definition links "Access Person" to data access authorization.
"Access Person" means a person authorized by the organization to view and handle nonpublic, material information related to investments or financial matters.
Definition of "Access Person" as a person in a position to affect securities trading
This definition applies "Access Person" to the ability to influence trading.
"Access Person" refers to an individual in a position to influence or affect the trading of securities, due to their access to confidential or material nonpublic information.
Definition of "Access Person" as an employee with material information
This definition connects "Access Person" to employees with material information.
"Access Person" means an employee who has access to material, nonpublic information that could potentially affect the financial markets if disclosed.
Definition of "Access Person" as a person with access to proprietary business information
This definition ties "Access Person" to proprietary information.
"Access Person" refers to an individual who has access to proprietary business information or trade secrets that are not publicly available.
Definition of "Access Person" as a person with trading-related information access
This definition links "Access Person" to trading information.
"Access Person" means an individual who has access to trading-related information or strategies that could provide an unfair advantage in the securities markets.
Definition of "Access Person" as a person subject to trading restrictions
This definition applies "Access Person" to trading limitations.
"Access Person" refers to an individual who is subject to specific restrictions on trading, particularly when possessing material nonpublic information.
Definition of "Access Person" as a person involved in financial transactions
This definition connects "Access Person" to involvement in transactions.
"Access Person" means a person who is involved in financial transactions or has access to sensitive financial information that could influence investment decisions.
Definition of "Access Person" as a senior employee with critical information access
This definition ties "Access Person" to senior employees.
"Access Person" refers to a senior employee or executive with access to critical business or financial information, often related to securities or company performance.
Definition of "Access Person" as a person with investment decision-making access
This definition links "Access Person" to investment decision access.
"Access Person" means an individual who has access to confidential information that could impact investment decisions or the financial markets.
Definition of "Access Person" as a regulated individual with confidential data access
This definition applies "Access Person" to regulated individuals.
"Access Person" refers to a regulated individual who has access to confidential, nonpublic data that could affect trading or investment activities.
Definition of "Access Person" as a person with access to market-sensitive information
This definition connects "Access Person" to market-sensitive data.
"Access Person" means an individual with access to market-sensitive information, such as corporate financials or upcoming regulatory changes, that is not available to the public.
Definition of "Access Person" as a person authorized to handle confidential materials
This definition ties "Access Person" to material handling authorization.
"Access Person" refers to a person authorized to handle and manage confidential materials that could affect market performance or investment decisions.
Definition of "Access Person" as an individual involved in securities activities
This definition links "Access Person" to securities involvement.
"Access Person" means an individual who is involved in securities activities, such as trading, investing, or managing assets, and has access to material, nonpublic information.
Definition of "Access Person" as a member of a high-risk department with information access
This definition applies "Access Person" to high-risk departments.
"Access Person" refers to a member of a department that deals with high-risk information, including confidential financial data or insider details about securities.
Definition of "Access Person" as a person who could influence financial reporting
This definition connects "Access Person" to financial reporting influence.
"Access Person" means an individual who has the ability to influence financial reporting or analysis due to access to material, nonpublic information.
Definition of "Access Person" as a key personnel with access to proprietary information
This definition ties "Access Person" to key personnel.
"Access Person" refers to key personnel in an organization who have access to proprietary or highly sensitive business information.
Definition of "Access Person" as an employee with inside information
This definition links "Access Person" to inside information.
"Access Person" means an employee who possesses inside information that could impact the company's financials or stock performance.
Definition of "Access Person" as an individual with sensitive market data access
This definition applies "Access Person" to market data access.
"Access Person" refers to an individual who has access to sensitive market data that could affect the trading and pricing of securities or other financial assets.
Definition of "Access Person" as a person with knowledge of unpublicized events
This definition connects "Access Person" to knowledge of unpublicized events.
"Access Person" means an individual who has knowledge of upcoming corporate events, mergers, acquisitions, or other nonpublic developments that could affect securities.
Definition of "Access Person" as a person with insider trading risks
This definition ties "Access Person" to trading risks.
"Access Person" refers to a person who, due to their access to confidential or nonpublic information, is at risk of engaging in insider trading or other unethical financial practices.
Definition of "Access Person" as an executive with sensitive data access
This definition links "Access Person" to executive data access.
"Access Person" means an executive with access to sensitive data regarding company finances, operations, or market-sensitive information.
Definition of "Access Person" as someone involved in confidential decision-making
This definition connects "Access Person" to decision-making.
"Access Person" refers to someone who is involved in confidential decision-making processes, particularly those that impact the financial markets or securities trading.
Definition of "Access Person" as a person with oversight responsibilities
This definition ties "Access Person" to oversight.
"Access Person" means a person with oversight responsibilities over confidential or material information that could impact securities or financial transactions.
Definition of "Access Person" as a person required to disclose transactions
This definition links "Access Person" to transaction disclosures.
"Access Person" refers to an individual who is required to disclose their securities transactions to ensure compliance with regulatory rules regarding insider trading.
Definition of "Access Person" as a person granted special access to financial data
This definition applies "Access Person" to special access.
"Access Person" refers to an individual who is granted special access to financial data, including proprietary information about company assets, securities, and market strategies.
Definition of "Access Person" as an individual with the potential to influence trading
This definition connects "Access Person" to the potential influence on trading.
"Access Person" means an individual who has the potential to influence securities trading due to their access to confidential or sensitive financial information.
Definition of "Access Person" as someone exposed to insider information
This definition ties "Access Person" to exposure to insider information.
"Access Person" refers to someone who is exposed to insider information that is not available to the public and could affect financial markets.
Definition of "Access Person" as an individual in a position to exploit confidential data
This definition links "Access Person" to exploitation risks.
"Access Person" means an individual in a position to exploit confidential data for personal or organizational gain, which could lead to conflicts of interest or violations of securities laws.
This article contains general legal information and does not contain legal advice. Cobrief is not a law firm or a substitute for an attorney or law firm. The law is complex and changes often. For legal advice, please ask a lawyer.