Excluded Swap Obligation definition: Copy, customize, and use instantly
Introduction
The term "Excluded Swap Obligation" refers to a swap obligation that is excluded from guarantees or collateral under certain agreements, typically due to regulatory, legal, or contractual limitations. It is essential for defining the scope of obligations in financial transactions, ensuring compliance with applicable laws, and clarifying the rights and responsibilities of parties.
Below are various examples of how "Excluded Swap Obligation" can be defined in different contexts. Copy the one that fits your needs, customize it, and use it in your contract.
Definition of "Excluded Swap Obligation" as tied to regulatory limitations
This definition ties "Excluded Swap Obligation" to compliance with regulations.
"Excluded Swap Obligation" means any swap obligation that, under applicable laws or regulations, cannot be supported by guarantees or collateral provided by the guarantor or pledgor.
Definition of "Excluded Swap Obligation" as related to safe harbor provisions
This definition connects "Excluded Swap Obligation" to statutory exclusions.
"Excluded Swap Obligation" refers to any swap that is exempted from coverage under safe harbor provisions or similar statutory protections.
Definition of "Excluded Swap Obligation" as applicable to insolvency restrictions
This definition links "Excluded Swap Obligation" to bankruptcy laws.
"Excluded Swap Obligation" means any swap obligation that would subject the guarantor or pledgor to avoidance or clawback risk under insolvency or bankruptcy laws.
Definition of "Excluded Swap Obligation" as tied to anti-fraud regulations
This definition applies "Excluded Swap Obligation" to regulatory compliance.
"Excluded Swap Obligation" refers to any swap obligation that is deemed unenforceable or in violation of anti-fraud or anti-manipulation regulations.
Definition of "Excluded Swap Obligation" as aligned with affiliate transactions
This definition ties "Excluded Swap Obligation" to intercompany agreements.
"Excluded Swap Obligation" means any swap obligation arising from transactions between affiliates that are not guaranteed under the terms of the governing agreements.
Definition of "Excluded Swap Obligation" as applicable to margin requirements
This definition connects "Excluded Swap Obligation" to collateral rules.
"Excluded Swap Obligation" refers to any swap obligation that does not meet the margin or collateral requirements imposed under applicable laws or regulations.
Definition of "Excluded Swap Obligation" as tied to guarantor limitations
This definition links "Excluded Swap Obligation" to guarantee exclusions.
"Excluded Swap Obligation" means any swap obligation for which the guarantor’s liability is explicitly excluded under the terms of the guarantee or security agreement.
Definition of "Excluded Swap Obligation" as related to specific counterparties
This definition ties "Excluded Swap Obligation" to party-specific limitations.
"Excluded Swap Obligation" refers to any swap obligation involving counterparties that are not covered by the guarantee or collateral arrangements in the governing agreements.
Definition of "Excluded Swap Obligation" as aligned with compliance carve-outs
This definition applies "Excluded Swap Obligation" to legal exclusions.
"Excluded Swap Obligation" means any swap obligation excluded from coverage under specific compliance carve-outs or exemptions in regulatory frameworks.
Definition of "Excluded Swap Obligation" as related to non-qualifying hedges
This definition ties "Excluded Swap Obligation" to hedge classifications.
"Excluded Swap Obligation" refers to any swap obligation that fails to qualify as a permitted hedge under applicable laws or contractual definitions.
Definition of "Excluded Swap Obligation" as tied to cross-border regulations
This definition links "Excluded Swap Obligation" to international compliance.
"Excluded Swap Obligation" means any swap obligation excluded from coverage due to conflicts with cross-border regulations or jurisdictional limitations.
Definition of "Excluded Swap Obligation" as aligned with financial stability rules
This definition ties "Excluded Swap Obligation" to systemic risk mitigation.
"Excluded Swap Obligation" refers to any swap obligation excluded under financial stability regulations designed to mitigate systemic risk or promote market integrity.
Definition of "Excluded Swap Obligation" as applicable to designated derivatives
This definition ties "Excluded Swap Obligation" to specific instruments.
"Excluded Swap Obligation" means any obligation involving derivatives that are specifically excluded under the governing agreements or applicable regulations.
Definition of "Excluded Swap Obligation" as related to unenforceable guarantees
This definition connects "Excluded Swap Obligation" to legal enforceability.
"Excluded Swap Obligation" refers to any swap obligation that cannot be enforced against a guarantor or pledgor due to legal or regulatory restrictions.
Definition of "Excluded Swap Obligation" as tied to exempt counterparties
This definition links "Excluded Swap Obligation" to exclusions for certain parties.
"Excluded Swap Obligation" means any swap obligation involving exempt counterparties, such as small financial institutions or non-financial entities, under applicable rules.
Definition of "Excluded Swap Obligation" as tied to regulatory limitations
This definition ties "Excluded Swap Obligation" to compliance with regulations.
"Excluded Swap Obligation" means any swap obligation that, under applicable laws or regulations, cannot be supported by guarantees or collateral provided by the guarantor or pledgor.
Definition of "Excluded Swap Obligation" as related to safe harbor provisions
This definition connects "Excluded Swap Obligation" to statutory exclusions.
"Excluded Swap Obligation" refers to any swap that is exempted from coverage under safe harbor provisions or similar statutory protections.
Definition of "Excluded Swap Obligation" as applicable to insolvency restrictions
This definition links "Excluded Swap Obligation" to bankruptcy laws.
"Excluded Swap Obligation" means any swap obligation that would subject the guarantor or pledgor to avoidance or clawback risk under insolvency or bankruptcy laws.
Definition of "Excluded Swap Obligation" as tied to anti-fraud regulations
This definition applies "Excluded Swap Obligation" to regulatory compliance.
"Excluded Swap Obligation" refers to any swap obligation that is deemed unenforceable or in violation of anti-fraud or anti-manipulation regulations.
Definition of "Excluded Swap Obligation" as aligned with affiliate transactions
This definition ties "Excluded Swap Obligation" to intercompany agreements.
"Excluded Swap Obligation" means any swap obligation arising from transactions between affiliates that are not guaranteed under the terms of the governing agreements.
Definition of "Excluded Swap Obligation" as applicable to margin requirements
This definition connects "Excluded Swap Obligation" to collateral rules.
"Excluded Swap Obligation" refers to any swap obligation that does not meet the margin or collateral requirements imposed under applicable laws or regulations.
Definition of "Excluded Swap Obligation" as tied to guarantor limitations
This definition links "Excluded Swap Obligation" to guarantee exclusions.
"Excluded Swap Obligation" means any swap obligation for which the guarantor’s liability is explicitly excluded under the terms of the guarantee or security agreement.
Definition of "Excluded Swap Obligation" as related to specific counterparties
This definition ties "Excluded Swap Obligation" to party-specific limitations.
"Excluded Swap Obligation" refers to any swap obligation involving counterparties that are not covered by the guarantee or collateral arrangements in the governing agreements.
Definition of "Excluded Swap Obligation" as aligned with compliance carve-outs
This definition applies "Excluded Swap Obligation" to legal exclusions.
"Excluded Swap Obligation" means any swap obligation excluded from coverage under specific compliance carve-outs or exemptions in regulatory frameworks.
Definition of "Excluded Swap Obligation" as related to non-qualifying hedges
This definition ties "Excluded Swap Obligation" to hedge classifications.
"Excluded Swap Obligation" refers to any swap obligation that fails to qualify as a permitted hedge under applicable laws or contractual definitions.
Definition of "Excluded Swap Obligation" as tied to cross-border regulations
This definition links "Excluded Swap Obligation" to international compliance.
"Excluded Swap Obligation" means any swap obligation excluded from coverage due to conflicts with cross-border regulations or jurisdictional limitations.
Definition of "Excluded Swap Obligation" as aligned with financial stability rules
This definition ties "Excluded Swap Obligation" to systemic risk mitigation.
"Excluded Swap Obligation" refers to any swap obligation excluded under financial stability regulations designed to mitigate systemic risk or promote market integrity.
Definition of "Excluded Swap Obligation" as applicable to designated derivatives
This definition ties "Excluded Swap Obligation" to specific instruments.
"Excluded Swap Obligation" means any obligation involving derivatives that are specifically excluded under the governing agreements or applicable regulations.
Definition of "Excluded Swap Obligation" as related to unenforceable guarantees
This definition connects "Excluded Swap Obligation" to legal enforceability.
"Excluded Swap Obligation" refers to any swap obligation that cannot be enforced against a guarantor or pledgor due to legal or regulatory restrictions.
Definition of "Excluded Swap Obligation" as tied to exempt counterparties
This definition links "Excluded Swap Obligation" to exclusions for certain parties.
"Excluded Swap Obligation" means any swap obligation involving exempt counterparties, such as small financial institutions or non-financial entities, under applicable rules.
Definition of "Excluded Swap Obligation" as tied to legal capacity limitations
This definition ties "Excluded Swap Obligation" to enforceability concerns.
"Excluded Swap Obligation" means any swap obligation that cannot be enforced against a guarantor or pledgor due to legal capacity limitations or restrictions under applicable laws.
Definition of "Excluded Swap Obligation" as related to prohibited collateral types
This definition connects "Excluded Swap Obligation" to asset restrictions.
"Excluded Swap Obligation" refers to any swap obligation that cannot be secured by certain collateral types explicitly prohibited by governing agreements or regulations.
Definition of "Excluded Swap Obligation" as applicable to central clearing exclusions
This definition links "Excluded Swap Obligation" to clearinghouse requirements.
"Excluded Swap Obligation" means any swap obligation that is not eligible or required to be cleared through a central clearinghouse under applicable regulatory frameworks.
Definition of "Excluded Swap Obligation" as tied to non-compliant swap categories
This definition ties "Excluded Swap Obligation" to compliance breaches.
"Excluded Swap Obligation" refers to any swap obligation that falls into a non-compliant category under applicable laws, rules, or regulatory guidelines.
Definition of "Excluded Swap Obligation" as aligned with anti-money laundering (AML) regulations
This definition connects "Excluded Swap Obligation" to compliance safeguards.
"Excluded Swap Obligation" means any swap obligation excluded to ensure compliance with anti-money laundering (AML) laws or similar financial crime prevention measures.
Definition of "Excluded Swap Obligation" as related to affiliate exemption rules
This definition links "Excluded Swap Obligation" to intercompany agreements.
"Excluded Swap Obligation" refers to any swap obligation arising from intercompany transactions that are exempt from guarantees under affiliate exemption rules.
Definition of "Excluded Swap Obligation" as tied to sovereign immunity
This definition ties "Excluded Swap Obligation" to governmental entities.
"Excluded Swap Obligation" means any swap obligation involving a counterparty that is exempt from liability or enforcement due to sovereign immunity protections.
Definition of "Excluded Swap Obligation" as applicable to cross-default triggers
This definition connects "Excluded Swap Obligation" to event exclusions.
"Excluded Swap Obligation" refers to any swap obligation that would trigger cross-default provisions, leading to unintended breaches in other agreements.
Definition of "Excluded Swap Obligation" as tied to environmental, social, and governance (ESG) compliance
This definition links "Excluded Swap Obligation" to sustainability criteria.
"Excluded Swap Obligation" means any swap obligation excluded based on its failure to meet ESG compliance standards or criteria outlined in relevant agreements.
Definition of "Excluded Swap Obligation" as aligned with non-standardized derivatives
This definition ties "Excluded Swap Obligation" to bespoke contracts.
"Excluded Swap Obligation" refers to any non-standardized or bespoke swap agreement that does not conform to standard market terms and is excluded under applicable agreements.
Definition of "Excluded Swap Obligation" as related to over-the-counter (OTC) exclusions
This definition connects "Excluded Swap Obligation" to OTC markets.
"Excluded Swap Obligation" means any over-the-counter (OTC) swap obligation excluded from collateral or guarantee coverage under the terms of the agreement.
Definition of "Excluded Swap Obligation" as tied to risk-weighted asset limits
This definition links "Excluded Swap Obligation" to financial risk controls.
"Excluded Swap Obligation" refers to any swap obligation excluded to ensure compliance with risk-weighted asset limits imposed by banking regulations.
Definition of "Excluded Swap Obligation" as applicable to contractual carve-outs
This definition ties "Excluded Swap Obligation" to customized exclusions.
"Excluded Swap Obligation" means any swap obligation specifically excluded under contractual carve-outs agreed upon by the parties to the transaction.
Definition of "Excluded Swap Obligation" as tied to force majeure clauses
This definition connects "Excluded Swap Obligation" to extraordinary events.
"Excluded Swap Obligation" refers to any swap obligation excluded due to the invocation of a force majeure clause triggered by extraordinary or unforeseen events.
Definition of "Excluded Swap Obligation" as related to margin call exemptions
This definition links "Excluded Swap Obligation" to collateral flexibility.
"Excluded Swap Obligation" means any swap obligation excluded from margin call requirements due to exemptions outlined in governing agreements or regulations.
Definition of "Excluded Swap Obligation" as tied to eligibility under Dodd-Frank regulations
This definition ties "Excluded Swap Obligation" to U.S. regulatory frameworks.
"Excluded Swap Obligation" means any swap obligation that does not meet the eligibility criteria or is exempt under provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Definition of "Excluded Swap Obligation" as related to non-deliverable instruments
This definition connects "Excluded Swap Obligation" to settlement methods.
"Excluded Swap Obligation" refers to any swap obligation structured as a non-deliverable instrument that cannot be collateralized or guaranteed under the agreement.
Definition of "Excluded Swap Obligation" as applicable to credit event exclusions
This definition links "Excluded Swap Obligation" to credit default triggers.
"Excluded Swap Obligation" means any swap obligation tied to credit events that are excluded from guarantees due to their impact on counterparty risk profiles.
Definition of "Excluded Swap Obligation" as tied to industry-specific carve-outs
This definition ties "Excluded Swap Obligation" to sector-based exclusions.
"Excluded Swap Obligation" refers to any swap obligation that is excluded due to industry-specific carve-outs, such as those applicable to energy or agricultural derivatives.
Definition of "Excluded Swap Obligation" as aligned with monetary policy restrictions
This definition connects "Excluded Swap Obligation" to central banking rules.
"Excluded Swap Obligation" means any swap obligation that is excluded to comply with monetary policy restrictions or central banking regulations.
Definition of "Excluded Swap Obligation" as related to systemic risk exclusions
This definition ties "Excluded Swap Obligation" to financial stability.
"Excluded Swap Obligation" refers to any swap obligation excluded under systemic risk regulations aimed at mitigating potential disruptions to financial markets.
Definition of "Excluded Swap Obligation" as applicable to settlement default clauses
This definition connects "Excluded Swap Obligation" to payment defaults.
"Excluded Swap Obligation" means any swap obligation excluded due to default risks associated with settlement obligations under the agreement.
Definition of "Excluded Swap Obligation" as tied to sovereign risk management
This definition links "Excluded Swap Obligation" to government counterparties.
"Excluded Swap Obligation" refers to any swap obligation excluded due to sovereign risk considerations, including obligations involving government or state-owned entities.
Definition of "Excluded Swap Obligation" as aligned with derivative reform mandates
This definition ties "Excluded Swap Obligation" to legal reforms.
"Excluded Swap Obligation" means any swap obligation excluded under derivative reform mandates aimed at increasing market transparency and reducing systemic risks.
Definition of "Excluded Swap Obligation" as related to non-qualifying hedging activities
This definition connects "Excluded Swap Obligation" to hedge effectiveness.
"Excluded Swap Obligation" refers to any swap obligation arising from hedging activities that fail to qualify as effective under regulatory or accounting standards.
Definition of "Excluded Swap Obligation" as tied to sanctions compliance
This definition links "Excluded Swap Obligation" to legal prohibitions.
"Excluded Swap Obligation" means any swap obligation involving a counterparty or jurisdiction subject to trade sanctions or other legal prohibitions.
Definition of "Excluded Swap Obligation" as applicable to non-registered counterparties
This definition ties "Excluded Swap Obligation" to registration requirements.
"Excluded Swap Obligation" refers to any swap obligation excluded due to the involvement of counterparties not registered under applicable regulatory frameworks.
Definition of "Excluded Swap Obligation" as tied to contractual thresholds
This definition connects "Excluded Swap Obligation" to defined limits.
"Excluded Swap Obligation" means any swap obligation that exceeds contractual thresholds or caps specified in the governing agreements.
Definition of "Excluded Swap Obligation" as aligned with cross-currency swaps
This definition ties "Excluded Swap Obligation" to foreign exchange agreements.
"Excluded Swap Obligation" refers to any cross-currency swap obligation excluded due to jurisdictional restrictions or compliance challenges.
Definition of "Excluded Swap Obligation" as related to de minimis exemptions
This definition links "Excluded Swap Obligation" to minimal obligations.
"Excluded Swap Obligation" means any swap obligation excluded under de minimis exemptions, where the obligation does not meet minimum regulatory thresholds.
This article contains general legal information and does not contain legal advice. Cobrief is not a law firm or a substitute for an attorney or law firm. The law is complex and changes often. For legal advice, please ask a lawyer.