Initial Purchasers definition: Copy, customize, and use instantly
Introduction
The term "Initial Purchasers" refers to individuals or entities that buy securities directly from the issuer in a private placement or offering. It is essential for identifying the parties involved in the initial distribution of securities, typically under exemptions from public registration requirements.
Below are various examples of how "Initial Purchasers" can be defined in different contexts. Copy the one that fits your needs, customize it, and use it in your contract.
Definition of "Initial Purchasers" as private placement buyers
This definition ties "Initial Purchasers" to private securities transactions.
"Initial Purchasers" means the individuals or entities that acquire securities directly from the issuer in a private placement transaction, typically for resale to eligible investors.
Definition of "Initial Purchasers" as underwriters in exempt offerings
This definition connects "Initial Purchasers" to underwriting roles.
"Initial Purchasers" refers to the financial institutions or entities that act as underwriters or arrangers in private securities offerings exempt from public registration.
Definition of "Initial Purchasers" as institutional investors
This definition links "Initial Purchasers" to large-scale buyers.
"Initial Purchasers" means institutional investors, such as investment funds or banks, that acquire securities from the issuer for resale under the terms of the offering.
Definition of "Initial Purchasers" as intermediaries in secondary market distribution
This definition applies "Initial Purchasers" to market redistribution.
"Initial Purchasers" refers to the entities that purchase securities from the issuer and redistribute them to qualified investors in the secondary market.
Definition of "Initial Purchasers" as parties in Rule 144A transactions
This definition ties "Initial Purchasers" to regulatory exemptions.
"Initial Purchasers" means the entities that acquire securities in private placements conducted under Rule 144A of the Securities Act, facilitating resale to qualified institutional buyers.
Definition of "Initial Purchasers" as participants in high-yield debt offerings
This definition connects "Initial Purchasers" to specific securities types.
"Initial Purchasers" refers to the financial institutions that acquire high-yield debt securities directly from the issuer for resale to eligible investors.
Definition of "Initial Purchasers" as buyers in bridge financing
This definition links "Initial Purchasers" to short-term capital arrangements.
"Initial Purchasers" means the entities that participate in bridge financing transactions by purchasing securities directly from the issuer for short-term funding purposes.
Definition of "Initial Purchasers" as early-stage investors in private placements
This definition applies "Initial Purchasers" to early funding rounds.
"Initial Purchasers" refers to the investors who acquire securities during the initial private placement round, facilitating the issuer’s access to capital.
Definition of "Initial Purchasers" as parties securing resale rights
This definition ties "Initial Purchasers" to securities liquidity.
"Initial Purchasers" means the entities that purchase securities with the intent to resell them to eligible investors under agreed-upon terms and conditions.
Definition of "Initial Purchasers" as underwriters for convertible debt
This definition connects "Initial Purchasers" to convertible securities.
"Initial Purchasers" refers to the entities that acquire convertible debt instruments directly from the issuer for resale to institutional or accredited investors.
Definition of "Initial Purchasers" as financial intermediaries in debt offerings
This definition links "Initial Purchasers" to debt market roles.
"Initial Purchasers" means the financial institutions that act as intermediaries in the purchase and resale of debt securities issued in private placements.
Definition of "Initial Purchasers" as arrangers in structured finance deals
This definition applies "Initial Purchasers" to complex financial transactions.
"Initial Purchasers" refers to the entities that acquire securities in structured finance transactions, such as collateralized debt obligations, for resale to qualified investors.
Definition of "Initial Purchasers" as lead buyers in syndicate placements
This definition ties "Initial Purchasers" to syndicated offerings.
"Initial Purchasers" means the lead buyers in a syndicate placement who acquire securities from the issuer and coordinate the resale process to other investors.
Definition of "Initial Purchasers" as securities buyers under private placement memorandums
This definition connects "Initial Purchasers" to offering documents.
"Initial Purchasers" refers to the entities that acquire securities as outlined in a private placement memorandum, subject to the terms and conditions specified in the document.
Definition of "Initial Purchasers" as facilitators of cross-border offerings
This definition links "Initial Purchasers" to international finance.
"Initial Purchasers" means the entities that acquire securities in cross-border offerings, ensuring compliance with local regulations and facilitating international investor participation.
Definition of "Initial Purchasers" as buyers in exempt securities offerings
This definition ties "Initial Purchasers" to transactions exempt from registration.
"Initial Purchasers" means the entities that acquire securities in offerings exempt from public registration, typically for resale to accredited or institutional investors.
Definition of "Initial Purchasers" as entities securing liquidity for issuers
This definition connects "Initial Purchasers" to issuer financing.
"Initial Purchasers" refers to the individuals or organizations that provide immediate liquidity to issuers by purchasing securities for distribution to eligible secondary market participants.
Definition of "Initial Purchasers" as participants in shelf offerings
This definition links "Initial Purchasers" to delayed issuance frameworks.
"Initial Purchasers" means entities that purchase securities from an issuer under a shelf registration statement for resale to investors on a deferred basis.
Definition of "Initial Purchasers" as buyers in syndicated private placements
This definition applies "Initial Purchasers" to multi-party transactions.
"Initial Purchasers" refers to the members of a syndicate that acquire securities in a private placement for subsequent distribution among eligible investors.
Definition of "Initial Purchasers" as investors in mezzanine financing
This definition ties "Initial Purchasers" to subordinated debt transactions.
"Initial Purchasers" means entities that acquire mezzanine securities from the issuer, often as part of a capital structure that supports leveraged transactions.
Definition of "Initial Purchasers" as arrangers of corporate bond offerings
This definition connects "Initial Purchasers" to debt issuance.
"Initial Purchasers" refers to entities that acquire corporate bonds directly from issuers for distribution to institutional buyers under specific offering terms.
Definition of "Initial Purchasers" as institutions involved in high-yield offerings
This definition links "Initial Purchasers" to non-investment-grade securities.
"Initial Purchasers" means financial institutions that acquire non-investment-grade debt securities directly from issuers for resale in private placements.
Definition of "Initial Purchasers" as acquirers in Regulation S transactions
This definition applies "Initial Purchasers" to international securities laws.
"Initial Purchasers" refers to buyers who acquire securities in offshore transactions conducted under Regulation S of the Securities Act, exempt from U.S. registration requirements.
Definition of "Initial Purchasers" as underwriters for structured notes
This definition ties "Initial Purchasers" to specialized securities.
"Initial Purchasers" means the entities that acquire structured notes directly from issuers for distribution to institutional or accredited investors.
Definition of "Initial Purchasers" as facilitators of private equity-backed debt
This definition connects "Initial Purchasers" to private equity financing.
"Initial Purchasers" refers to entities that acquire debt securities backed by private equity sponsors, facilitating financing for leveraged buyouts or growth capital.
Definition of "Initial Purchasers" as primary participants in secondary offerings
This definition links "Initial Purchasers" to secondary market transitions.
"Initial Purchasers" means entities that acquire securities from issuers in secondary offerings for subsequent resale to institutional or accredited investors.
Definition of "Initial Purchasers" as acquirers in pre-IPO placements
This definition applies "Initial Purchasers" to early-stage financing.
"Initial Purchasers" refers to investors who acquire securities in pre-IPO private placements, providing capital to the issuer before public market entry.
Definition of "Initial Purchasers" as parties securing tradeable securities
This definition ties "Initial Purchasers" to market liquidity.
"Initial Purchasers" means entities that acquire securities from issuers with the intent to create liquidity by reselling them to qualified institutional buyers.
Definition of "Initial Purchasers" as participants in cross-border debt placements
This definition connects "Initial Purchasers" to global capital markets.
"Initial Purchasers" refers to entities involved in acquiring debt securities issued in cross-border placements, ensuring compliance with jurisdictional regulations.
Definition of "Initial Purchasers" as resellers in short-term financing arrangements
This definition links "Initial Purchasers" to temporary funding mechanisms.
"Initial Purchasers" means the entities that acquire securities under short-term financing agreements for resale to qualified institutional investors or accredited buyers.
Definition of "Initial Purchasers" as entities in debt private placements
This definition ties "Initial Purchasers" to private debt offerings.
"Initial Purchasers" means the financial institutions or investors that acquire debt securities directly from the issuer in a private placement for subsequent distribution to qualified investors.
Definition of "Initial Purchasers" as facilitators in convertible securities offerings
This definition connects "Initial Purchasers" to convertible instruments.
"Initial Purchasers" refers to entities that acquire convertible securities from issuers and facilitate their resale to institutional or accredited investors.
Definition of "Initial Purchasers" as underwriters for non-public equity
This definition links "Initial Purchasers" to private equity placements.
"Initial Purchasers" means financial institutions or entities that purchase non-publicly traded equity from issuers and arrange its distribution to qualified buyers.
Definition of "Initial Purchasers" as intermediaries in structured finance transactions
This definition applies "Initial Purchasers" to complex financial instruments.
"Initial Purchasers" refers to entities that acquire structured finance securities, such as asset-backed or mortgage-backed securities, directly from issuers for resale to institutional investors.
Definition of "Initial Purchasers" as entities supporting issuer liquidity
This definition ties "Initial Purchasers" to issuer capital needs.
"Initial Purchasers" means entities that purchase securities directly from the issuer, providing immediate liquidity and enabling the issuer to fund its operations or growth initiatives.
Definition of "Initial Purchasers" as acquirers in hybrid instrument placements
This definition connects "Initial Purchasers" to hybrid securities.
"Initial Purchasers" refers to the entities that acquire hybrid financial instruments, combining debt and equity features, directly from issuers for resale in private markets.
Definition of "Initial Purchasers" as arrangers in bridge loan-backed securities
This definition links "Initial Purchasers" to short-term financing solutions.
"Initial Purchasers" means the entities that purchase securities backed by bridge loans, facilitating short-term funding for issuers before more permanent financing is secured.
Definition of "Initial Purchasers" as resellers under private offering exemptions
This definition applies "Initial Purchasers" to securities law compliance.
"Initial Purchasers" refers to individuals or entities that acquire securities under private offering exemptions and resell them to qualified institutional or accredited investors.
Definition of "Initial Purchasers" as buyers in distressed asset placements
This definition ties "Initial Purchasers" to special situation investments.
"Initial Purchasers" means entities that acquire securities backed by distressed assets or liabilities directly from issuers for resale to investors specializing in high-risk opportunities.
Definition of "Initial Purchasers" as participants in asset-backed security offerings
This definition connects "Initial Purchasers" to securitization.
"Initial Purchasers" refers to entities that acquire asset-backed securities directly from issuers, ensuring the structured products are placed with institutional investors.
Definition of "Initial Purchasers" as acquirers in high-risk bond offerings
This definition links "Initial Purchasers" to speculative debt instruments.
"Initial Purchasers" means the entities that acquire speculative-grade or high-yield bonds from issuers, facilitating their distribution to eligible buyers in private markets.
Definition of "Initial Purchasers" as buyers in multi-tranche offerings
This definition applies "Initial Purchasers" to tiered securities.
"Initial Purchasers" refers to entities that acquire securities in multi-tranche offerings, ensuring various tiers of securities are allocated to institutional buyers based on risk and return profiles.
Definition of "Initial Purchasers" as resellers in post-issuance private sales
This definition ties "Initial Purchasers" to secondary market preparation.
"Initial Purchasers" means entities that acquire securities directly from issuers and prepare them for resale in private secondary market transactions to qualified investors.
Definition of "Initial Purchasers" as buyers under Regulation D exemptions
This definition connects "Initial Purchasers" to specific securities exemptions.
"Initial Purchasers" refers to entities that acquire securities in offerings conducted under Regulation D exemptions, ensuring compliance with private placement regulations.
Definition of "Initial Purchasers" as facilitators of debt-to-equity conversion securities
This definition links "Initial Purchasers" to convertible capital instruments.
"Initial Purchasers" means entities that acquire securities convertible from debt to equity, facilitating their issuance and resale in private or exempt transactions.
Definition of "Initial Purchasers" as underwriters for perpetual securities
This definition ties "Initial Purchasers" to non-maturing instruments.
"Initial Purchasers" means entities that acquire perpetual securities directly from issuers for resale to institutional or accredited investors, ensuring long-term capital for the issuer.
Definition of "Initial Purchasers" as buyers in direct placement programs
This definition connects "Initial Purchasers" to direct placements.
"Initial Purchasers" refers to entities that acquire securities directly from the issuer under direct placement programs, bypassing public markets to reach targeted investors.
Definition of "Initial Purchasers" as acquirers in early-stage convertible notes
This definition links "Initial Purchasers" to startup financing.
"Initial Purchasers" means the entities that acquire convertible notes from early-stage companies, facilitating flexible funding arrangements prior to equity conversion.
Definition of "Initial Purchasers" as participants in debt restructuring offerings
This definition applies "Initial Purchasers" to liability management.
"Initial Purchasers" refers to entities that acquire securities issued during debt restructuring efforts, enabling issuers to address existing liabilities and restore financial stability.
Definition of "Initial Purchasers" as facilitators of risk-sharing transactions
This definition ties "Initial Purchasers" to shared financial risks.
"Initial Purchasers" means the entities that acquire securities structured to distribute financial risks among multiple investors, ensuring broad participation in private offerings.
Definition of "Initial Purchasers" as underwriters in Tier 1 capital issuances
This definition connects "Initial Purchasers" to banking sector financing.
"Initial Purchasers" refers to entities that acquire Tier 1 capital instruments from issuers, supporting financial institutions in meeting regulatory capital requirements.
Definition of "Initial Purchasers" as acquirers of securities in private equity-backed deals
This definition links "Initial Purchasers" to leveraged transactions.
"Initial Purchasers" means entities that acquire securities issued as part of private equity-backed financing deals, providing liquidity for leveraged buyouts or expansions.
Definition of "Initial Purchasers" as parties in private placement agency agreements
This definition applies "Initial Purchasers" to agency-driven placements.
"Initial Purchasers" refers to entities that acquire securities in private placements facilitated by placement agents, ensuring compliance with regulatory exemptions.
Definition of "Initial Purchasers" as buyers in multi-jurisdictional offerings
This definition ties "Initial Purchasers" to global securities distribution.
"Initial Purchasers" means entities that acquire securities in offerings spanning multiple jurisdictions, ensuring compliance with local regulations and facilitating cross-border investor participation.
Definition of "Initial Purchasers" as acquirers in niche market placements
This definition connects "Initial Purchasers" to specialized markets.
"Initial Purchasers" refers to entities that acquire securities targeted at niche markets, such as green bonds or impact investments, for resale to specialized institutional investors.
Definition of "Initial Purchasers" as participants in credit-linked note offerings
This definition links "Initial Purchasers" to credit derivatives.
"Initial Purchasers" means entities that acquire credit-linked notes directly from issuers, providing a mechanism for investors to assume or transfer credit risk.
Definition of "Initial Purchasers" as resellers in hybrid debt-equity instruments
This definition applies "Initial Purchasers" to blended securities.
"Initial Purchasers" refers to entities that acquire hybrid securities, combining debt and equity features, for redistribution to qualified institutional buyers.
Definition of "Initial Purchasers" as underwriters in tax-exempt bond issuances
This definition ties "Initial Purchasers" to municipal finance.
"Initial Purchasers" means entities that acquire tax-exempt bonds directly from issuers, enabling municipalities to secure funding for public projects.
Definition of "Initial Purchasers" as facilitators of sustainability-linked securities
This definition connects "Initial Purchasers" to ESG investments.
"Initial Purchasers" refers to entities that acquire sustainability-linked securities, ensuring the placement of investments aligned with environmental, social, and governance goals.
Definition of "Initial Purchasers" as parties in bespoke financing structures
This definition links "Initial Purchasers" to tailored transactions.
"Initial Purchasers" means entities that acquire securities issued through bespoke financing structures, facilitating unique funding arrangements for specific issuer needs.
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