Regulation D: Copy, customize, and use instantly
Introduction
The term "Regulation D" refers to a set of rules under the U.S. Securities and Exchange Commission (SEC) that govern private placements of securities. It provides exemptions from the registration requirements for certain offerings, allowing businesses to raise capital more easily.
Below are various examples of how "Regulation D" can be defined in different contexts. Copy the one that fits your needs, customize it, and use it in your contract.
Definition of "Regulation D" as an exemption for private offerings
This definition ties "Regulation D" to its role in private offerings.
"Regulation D" means a set of SEC rules that provide exemptions from the registration requirements for private placements of securities, allowing companies to raise capital without the need for public offering registration.
Definition of "Regulation D" as a rule for accredited investors
This definition connects "Regulation D" to accredited investors.
"Regulation D" refers to a rule that allows companies to offer securities to accredited investors without registering the offering with the SEC, thereby providing a streamlined capital-raising process.
Definition of "Regulation D" as a private placement exemption
This definition applies "Regulation D" to private placements.
"Regulation D" means an exemption under the SEC rules that permits private companies to offer and sell securities without requiring public registration, often used to attract private investors.
Definition of "Regulation D" as a capital-raising tool for small businesses
This definition ties "Regulation D" to small business financing.
"Regulation D" refers to a tool for small businesses to raise capital by offering securities to private investors without needing to comply with the full SEC registration requirements.
Definition of "Regulation D" as a rule for limited offerings
This definition connects "Regulation D" to limited offerings.
"Regulation D" means a provision under the SEC rules that allows limited offerings of securities to a select group of investors, excluding the need for public registration and extensive disclosure.
Definition of "Regulation D" as an exemption for large institutions
This definition ties "Regulation D" to large institutions.
"Regulation D" refers to an exemption that allows large institutions to offer securities to qualified institutional buyers without registering with the SEC, facilitating easier capital formation.
Definition of "Regulation D" as a rule for raising capital through debt or equity
This definition connects "Regulation D" to both debt and equity offerings.
"Regulation D" means an SEC regulation that allows companies to raise capital through either debt or equity offerings to accredited investors, offering flexibility in financing options.
Definition of "Regulation D" as a mechanism for startups
This definition applies "Regulation D" to startups.
"Regulation D" refers to a mechanism that allows startups to raise funds by offering securities to accredited investors, typically in a private offering without SEC registration.
Definition of "Regulation D" as an exemption for public offerings
This definition connects "Regulation D" to its role in avoiding public offering requirements.
"Regulation D" means an exemption under the SEC rules that enables companies to conduct securities offerings without registering them as public offerings, typically benefiting both investors and issuers.
Definition of "Regulation D" as a tool for crowdfunding
This definition ties "Regulation D" to crowdfunding initiatives.
"Regulation D" refers to a regulation that permits crowdfunding campaigns to offer securities to accredited investors, helping businesses raise capital while avoiding the complexities of public registration.
Definition of "Regulation D" as a rule for raising capital from sophisticated investors
This definition connects "Regulation D" to sophisticated investors.
"Regulation D" means a set of rules that allows companies to raise capital from sophisticated investors, such as accredited investors or institutional investors, without the need for a public offering.
Definition of "Regulation D" as an exemption for limited liability companies
This definition ties "Regulation D" to limited liability companies (LLCs).
"Regulation D" refers to an SEC exemption that allows LLCs to raise capital from investors by offering securities without requiring registration, thus simplifying the investment process.
Definition of "Regulation D" as an exemption for real estate ventures
This definition connects "Regulation D" to real estate investments.
"Regulation D" means an SEC exemption frequently used by real estate ventures to offer and sell securities to investors without undergoing the costly and time-consuming process of public registration.
Definition of "Regulation D" as an exemption for venture capital firms
This definition applies "Regulation D" to venture capital.
"Regulation D" refers to an exemption often utilized by venture capital firms to offer securities to accredited investors and raise funds for new business ventures or emerging companies.
Definition of "Regulation D" as a method for expanding investor base
This definition ties "Regulation D" to expanding an investor base.
"Regulation D" means a rule that allows companies to expand their investor base by offering securities to accredited or institutional investors without the need for public registration.
Definition of "Regulation D" as a way to raise funds for expansion
This definition connects "Regulation D" to business expansion.
"Regulation D" refers to an SEC regulation that allows businesses to raise funds for expansion by offering securities to accredited investors without requiring public registration.
Definition of "Regulation D" as a streamlined process for capital raising
This definition connects "Regulation D" to its streamlined process.
"Regulation D" means a set of SEC rules that simplify the capital-raising process by allowing companies to offer securities to accredited investors without the burdens of public registration.
Definition of "Regulation D" as an exemption for private funds
This definition ties "Regulation D" to private funds.
"Regulation D" refers to an exemption under the SEC rules that allows private funds, such as hedge funds or private equity firms, to offer securities to accredited investors without needing to register the offering with the SEC.
Definition of "Regulation D" as a rule for offering securities to institutional investors
This definition connects "Regulation D" to institutional investors.
"Regulation D" means an SEC rule that allows companies to offer securities to institutional investors, including banks, insurance companies, and pension funds, without the need for public registration.
Definition of "Regulation D" as a method for raising funds for real estate projects
This definition applies "Regulation D" to real estate projects.
"Regulation D" refers to an exemption that allows real estate developers to raise capital from accredited investors through private placements without having to go through the public registration process.
Definition of "Regulation D" as a rule for private equity offerings
This definition ties "Regulation D" to private equity.
"Regulation D" means an SEC rule that permits private equity firms to offer securities to accredited investors, raising capital without the requirement for full public offering disclosures.
Definition of "Regulation D" as a tool for startup investment
This definition connects "Regulation D" to startup investment.
"Regulation D" refers to an SEC exemption that allows startups to raise capital from accredited investors, typically offering securities to fund early-stage development or product launches.
Definition of "Regulation D" as a method for raising capital without going public
This definition ties "Regulation D" to raising capital privately.
"Regulation D" means an exemption that enables businesses to raise capital through private offerings to accredited investors, thus avoiding the need for a public offering or registration with the SEC.
Definition of "Regulation D" as a capital formation strategy
This definition applies "Regulation D" to capital formation.
"Regulation D" refers to a strategy that allows companies to raise capital efficiently by offering securities to accredited investors without undergoing the time-consuming and expensive process of public registration.
Definition of "Regulation D" as a way to avoid lengthy SEC processes
This definition connects "Regulation D" to regulatory efficiency.
"Regulation D" means a rule that allows companies to bypass the lengthy SEC registration process for securities offerings, thus enabling quicker access to capital.
Definition of "Regulation D" as a mechanism for structured finance transactions
This definition ties "Regulation D" to structured finance.
"Regulation D" refers to an SEC regulation that facilitates capital raising through structured finance transactions, allowing businesses to issue securities to accredited investors without public registration.
Definition of "Regulation D" as a way to offer securities with minimal disclosure
This definition connects "Regulation D" to limited disclosure requirements.
"Regulation D" means an exemption from the SEC’s full disclosure requirements, allowing businesses to offer securities to accredited investors with fewer reporting obligations than a public offering would require.
Definition of "Regulation D" as an alternative to public offerings
This definition applies "Regulation D" to alternatives to public offerings.
"Regulation D" refers to an alternative for companies to raise capital through private offerings rather than a public offering, using exemptions that minimize registration requirements.
Definition of "Regulation D" as an effective tool for venture capital funding
This definition ties "Regulation D" to venture capital.
"Regulation D" means an SEC rule that allows venture capital firms to raise capital by offering securities to accredited investors, without the need for public registration or disclosure of financials.
Definition of "Regulation D" as an exemption for international investors
This definition connects "Regulation D" to international investors.
"Regulation D" refers to an SEC exemption that enables U.S.-based companies to offer securities to international investors, provided they meet the accreditation standards.
Definition of "Regulation D" as a fundraising strategy for mid-sized businesses
This definition ties "Regulation D" to mid-sized businesses.
"Regulation D" means an SEC exemption often utilized by mid-sized businesses to raise capital through private placements with accredited investors, avoiding the complexity of a public offering.
Definition of "Regulation D" as a rule for managing investor relationships
This definition connects "Regulation D" to investor management.
"Regulation D" refers to a rule that allows businesses to manage relationships with a select group of accredited investors by offering securities privately, without the need for broad public participation.
Definition of "Regulation D" as a pathway to raise capital for expansion
This definition applies "Regulation D" to business expansion.
"Regulation D" refers to an SEC regulation that provides a pathway for businesses to raise capital to fund expansion through private offerings to accredited investors.
Definition of "Regulation D" as an exemption for raising private debt
This definition ties "Regulation D" to private debt offerings.
"Regulation D" means an exemption that allows businesses to offer private debt securities to accredited investors, avoiding the requirement for public registration.
Definition of "Regulation D" as a strategy for avoiding IPO requirements
This definition connects "Regulation D" to IPO alternatives.
"Regulation D" refers to a strategy that allows businesses to raise capital without pursuing an initial public offering (IPO), by offering securities privately under the SEC’s exemption rules.
This article contains general legal information and does not contain legal advice. Cobrief is not a law firm or a substitute for an attorney or law firm. The law is complex and changes often. For legal advice, please ask a lawyer.